Vallam for Financial Services
AI-powered operations for wealth managers and broker-dealers — from data chaos to client intelligence in weeks.
High-touch firms, manual everything
Mid-size wealth managers and broker-dealers manage billions in assets with small teams and zero automation. Every minute spent on manual processes is a minute not spent on clients.
Portfolio Reporting
Performance reports assembled manually in Excel. No standardization across advisors. Hours per report, errors invisible until clients catch them.
Compliance & Regulatory
SEC/FINRA filings assembled by hand. KYC/AML checks are email-and-PDF workflows. Audit trail = email chains and file folders.
Client Onboarding
Paper forms, manual data entry, weeks-long cycles. Account opening, risk profiling, IPS documentation — all manual.
Institutional Knowledge
Deep expertise concentrated in a few heads. No system of record. If a senior advisor leaves, relationships and processes walk out the door.
Three phases, sixteen weeks
Connect custodian data feeds, CRM, spreadsheets, and broker-dealer platforms. AI resolves clients, accounts, and holdings across sources. Immediate value: ask "show me all clients with >$5M AUM and equity allocation above 70%" — in plain English, across all your data.
AI-assisted compliance monitoring flags trades that need review and auto-generates regulatory reports. Automated client reporting — what took 4 hours now takes 4 minutes. Smart alerts for portfolio drift, concentration risk, and missed follow-ups.
Custom client portal for self-service performance views. Automated rebalancing recommendations with compliance pre-checks. Prospect analysis tools and internal knowledge base to capture tribal knowledge.
The math works
Time recovered per advisor — redirected to client relationships
Client report generation (down from 4 hours)
Client onboarding cycle time
For a firm managing $3.2B, even a 0.01% improvement in client retention = $320K/year. The platform pays for itself in the first year.
Ready to modernize your practice?
See how Vallam can transform your operations without replacing the tools your team already knows.